DFX Intelligence

W••••• W••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

W••••• W••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PHILADELPHIA, PA | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:703d71b6-f1cb-a3db-4122-3c3d8405540b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 3, 2024	n/a	yes	PHILADELPHIA, PA\|PLYMOUTH, MN	Current employment
L••• W••••• M••••••••• G••••	Former SEC adviser	Jul 25, 2024	Sep 24, 2024	no	PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• W••••• M••••••••• G••••	W••••• E••••••••• A••••••• S•••••••• L••	Sep 24, 2024	Sep 3, 2024	-21	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
305766:116407:PA:2024-09-24	Sep 24, 2024	Sep 3, 2024	PHILADELPHIA, PA	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ L••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Jul 25, 2024 to Sep 24, 2024factForm ADV

Dated events

Occurred
Sep 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:703d71b6-f1cb-a3db-4122-3c3d8405540b
First observed: Jul 25, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.