DFX Intelligence

M••• E• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)23 years in industry

M••• E• I•••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

Boston, MA | New Bedford, MA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Apr 4, 2025	n/a	yes	New Bedford, MA\|Boston, MA\|Boston, MA	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 24, 2021	Apr 24, 2025	no	BOSTON, MA\|New Bedford, MA\|Boston, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Apr 24, 2025	Apr 4, 2025	-20	Bulk transfer	Ibd to ibd
W•••••• W••••• M••••••••• L••	B• R•••• W••••• A•••••••• I•••	Jul 22, 2021	Mar 24, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
166196:115927:MA:2021-07-22	Jul 22, 2021	Mar 24, 2021	BOSTON, MA	Firm change after gap
29686:166196:MA:2021-04-13	Apr 13, 2021	Jan 5, 2018	BOSTON, MA	Channel change

Relationships

Registered with (5)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 24, 2021 to Apr 24, 2025factForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2018 to Jul 22, 2021factForm ADV
→ W••••••• E•••• • C••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 17, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.