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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WINSLOW WEALTH MANAGEMENT LLC

CRD 166196

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53cdae20-bd4a-2a32-c2a2-eaee79fa5ea2

Data as of Jul 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 7
On other graphs: 0
Observed: Nov 15, 2012 to Jul 21, 2021
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.6MItem 5.F on the latest filing (2021-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26.6M
Private client RAUM: $13.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 51%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 50
Individual clients: 25
High net worth clients: 3
SEC number: 801-77389
CRD: 166196
Filings on the tape: 48
First filed: Nov 15, 2012
Latest filed: Jul 21, 2021
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERLINE, LEONID	CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Nov 15, 2012	Jul 21, 2021
DESENA, JOHN, CHARLES	Director	Na	yes	01/2020	Jan 30, 2020	Jul 21, 2021
MULLEN, MICHAEL, ANTHONY	CHAIRMAN. CEO.	Na	yes	01/2020	Jan 30, 2020	Jul 21, 2021
NATIONAL HOLDINGS CORPORATION	SOLE SHAREHOLDER	E	yes	12/2019	Jan 30, 2020	Jul 21, 2021
WINSLOW FINANCIAL, INC.	MEMBER OWNER	E	yes	11/2012	Nov 15, 2012	Jul 21, 2021
WORMAN, GLENN, CHARLES	Director	Na	yes	01/2020	Jan 30, 2020	Jul 21, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WINSLOW, EVANS & CROCKER, INC.	n/a	Former SEC adviser	$889M	N	yes	n/a
B1 INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
WINSLOW INSURANCE AGENCY INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Feb 3, 2021	$26.6M	$26.6M	12	6	0	n/a	n/a
2019	Mar 2, 2020	$23.1M	$23.1M	13	6	0	n/a	n/a
2018	Feb 21, 2019	$21.7M	$21.7M	13	6	1	n/a	n/a
2017	Jan 25, 2018	$14.3M	$14.3M	10	5	1	n/a	n/a
2016	Feb 6, 2017	$121M	$121M	11	6	n/a	n/a	n/a
2015	Feb 19, 2016	$115M	$115M	14	7	n/a	n/a	n/a
2014	Feb 5, 2015	$99.3M	$99.3M	9	6	n/a	n/a	n/a
2013	Mar 3, 2014	$84.2M	$84.2M	6	6	n/a	n/a	n/a
2012	Feb 11, 2013	$11.0M	$11.0M	7	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$26.6M	$23.1M	15.2%	$14.3M	23.1%	1	13	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B. RILEY WEALTH ADVISORS, INC.	3	Jul 22, 2021	Jun 23, 2021	BOSTON, MA	Firm absorbed	RIA to ibd	100.0%
MIDDLETON & COMPANY INC.	2	Aug 25, 2017	Feb 17, 2021	BOSTON, MA	Team lift out	Other	33.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WINSLOW, EVANS & CROCKER, INC.	2	Apr 13, 2021	Jan 5, 2018	BOSTON, MA	Channel change	RIA to RIA	11.1%
WINSLOW, EVANS & CROCKER, INC.	2	Mar 22, 2021	Jun 28, 2018	BOSTON, MA	Channel change	RIA to RIA	8.3%

Relationships

Affiliated with (2)

→ WINSLOW, EVANS & CROCKER, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← WINSLOW, EVANS & CROCKER, INC.Registered adviserother investment adviser
factForm ADV

Controls (6)

← MULLEN, MICHAEL, ANTHONYOwnerCHAIRMAN. CEO., ownership code NA, individual
Jan 30, 2020 to presentfactForm ADV
← WORMAN, GLENN, CHARLESOwnerDIRECTOR, ownership code NA, individual
Jan 30, 2020 to presentfactForm ADV
← DESENA, JOHN, CHARLESOwnerDIRECTOR, ownership code NA, individual
Jan 30, 2020 to presentfactForm ADV
← BERLINE, LEONIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 15, 2012 to presentfactForm ADV
← NATIONAL HOLDINGS CORPORATIONOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Jan 30, 2020 to presentfactForm ADV
← WINSLOW FINANCIAL, INC.OwnerMEMBER OWNER, ownership code E, domestic entity
Nov 15, 2012 to presentfactForm ADV

Registered with (10)

← DOUGLAS EDWARD WHITEAdvisorregistration: previous registration
Jan 5, 2018 to Jul 23, 2021factForm ADV
← Leonid BerlineAdvisorregistration: previous registration
Jan 5, 2018 to Jul 23, 2021factForm ADV
← MARK E INGRAMAdvisorregistration: previous registration
Jan 5, 2018 to Jul 22, 2021factForm ADV
← Mark Richard PerryAdvisorregistration: previous registration
Jan 5, 2018 to Jun 7, 2021factForm ADV
← DAPHNE STUART CAPERTONAdvisorregistration: previous registration
Jan 5, 2018 to Mar 24, 2021factForm ADV
← Alina MonisovAdvisorregistration: previous registration
Jun 28, 2018 to Mar 24, 2021factForm ADV
← JEFFREY NORWOOD HALLAdvisorregistration: previous registration
Nov 13, 2019 to Nov 27, 2019factForm ADV
← DONNA MARIE SCOTTIAdvisorregistration: previous registration
Dec 13, 2012 to Aug 25, 2017factForm ADV
← JOHN DAVID PINIAdvisorregistration: previous registration
Jul 16, 2015 to Aug 25, 2017factForm ADV
← Daniel J FuscoAdvisorregistration: previous registration
Oct 14, 2015 to Apr 18, 2016factForm ADV

Moved with (3)

→ B. RILEY WEALTH ADVISORS, INC.Registered adviser3 advisors, firm absorbed
Jul 22, 2021 to Jun 23, 2021factForm ADV
→ MIDDLETON & COMPANY INC.Registered adviser2 advisors, team lift out, same day
Aug 25, 2017 to Feb 17, 2021factForm ADV
← WINSLOW, EVANS & CROCKER, INC.Registered adviser2 advisors, team lift out
Mar 22, 2021 to Jun 28, 2018factForm ADV

Dated events

Occurred
Jul 21, 2021
Control person left
Bernard Robert Maloney (Managing Member Manager) no longer on Schedule A of Winslow Wealth Management Llc (listed 2021-02-03, absent 2021-07-21)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2021
Control person left
Goodwin Rand Folta (Chief Investment Strategist) no longer on Schedule A of Winslow Wealth Management Llc (listed 2021-02-03, absent 2021-07-21)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2021
Control person left
Edward Douglas White (Chief Investment Officer) no longer on Schedule A of Winslow Wealth Management Llc (listed 2021-02-03, absent 2021-07-21)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2020
Control person joined
Anthony Michael Mullen (Chairman. Ceo.) appeared on Schedule A of Winslow Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 30, 2020
Control person joined
Charles Glenn Worman (Director) appeared on Schedule A of Winslow Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 30, 2020
Control person joined
Charles John Desena (Director) appeared on Schedule A of Winslow Wealth Management Llc
Form ADVobserved 4 days ago
Occurred
Nov 15, 2012
First Form ADV filing
Winslow Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53cdae20-bd4a-2a32-c2a2-eaee79fa5ea2
First observed: Nov 15, 2012
Last observed: Jul 21, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINSLOW WEALTH MANAGEMENT LLC

CRD 166196

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53cdae20-bd4a-2a32-c2a2-eaee79fa5ea2

Data as of Jul 21, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERLINE, LEONID

CHIEF COMPLIANCE OFFICER

yes

12/2017

Nov 15, 2012

Jul 21, 2021

DESENA, JOHN, CHARLES

Director

yes

01/2020

Jan 30, 2020

Jul 21, 2021

MULLEN, MICHAEL, ANTHONY

CHAIRMAN. CEO.

yes

01/2020

Jan 30, 2020

Jul 21, 2021

NATIONAL HOLDINGS CORPORATION

SOLE SHAREHOLDER

yes

12/2019

Jan 30, 2020

Jul 21, 2021

WINSLOW FINANCIAL, INC.

MEMBER OWNER

yes

11/2012

Nov 15, 2012

Jul 21, 2021

WORMAN, GLENN, CHARLES

Director

yes

01/2020

Jan 30, 2020

Jul 21, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WINSLOW, EVANS & CROCKER, INC.

n/a

Former SEC adviser

$889M

yes

n/a

B1 INSURANCE AGENCY, LLC

n/a

yes

n/a

WINSLOW INSURANCE AGENCY INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 3, 2021

$26.6M

n/a

2019

Mar 2, 2020

$23.1M

n/a

2018

Feb 21, 2019

$21.7M

n/a

2017

Jan 25, 2018

$14.3M

n/a

2016

Feb 6, 2017

$121M

n/a

2015

Feb 19, 2016

$115M

n/a

2014

Feb 5, 2015

$99.3M

n/a

2013

Mar 3, 2014

$84.2M

n/a

2012

Feb 11, 2013

$11.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$26.6M

$23.1M

15.2%

$14.3M

23.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

B. RILEY WEALTH ADVISORS, INC.

Jul 22, 2021

Jun 23, 2021

BOSTON, MA

Firm absorbed

RIA to ibd

100.0%

MIDDLETON & COMPANY INC.

Aug 25, 2017

Feb 17, 2021

BOSTON, MA

Team lift out

Other

33.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WINSLOW, EVANS & CROCKER, INC.

Apr 13, 2021

Jan 5, 2018

BOSTON, MA

Channel change

RIA to RIA

11.1%

WINSLOW, EVANS & CROCKER, INC.

Mar 22, 2021

Jun 28, 2018

BOSTON, MA

Channel change

RIA to RIA

8.3%