DFX Intelligence

K•••••• L•• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

K•••••• L•• B••••

Advisor at T••••••••• F•••••••• A•••••••• L••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:70419120-a186-14ac-839e-4a6a6300618a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 6, 2012	n/a	yes	LOUISVILLE, KY	Current employment
I••••••••• A••••••• I••••••••• I•••	n/a	Dec 6, 2006	Jan 6, 2012	no	LEXINGTON, KY\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jan 6, 2012	Jan 6, 2012	0	Bulk transfer	Other

Relationships

Registered with (2)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2012 to presentfactForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2006 to Jan 6, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70419120-a186-14ac-839e-4a6a6300618a
First observed: Dec 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.