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Advisor at HERRINGTON WEALTH MANAGEMENT CORPORATION
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERRINGTON WEALTH MANAGEMENT CORPORATION | State registered | Sep 3, 2019 | n/a | yes | FRISCO, TX | Current employment |
| XO WEALTH MANAGEMENT | Former SEC adviser | Feb 28, 2019 | Feb 3, 2020 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Apr 21, 2017 | Dec 27, 2018 | no | RICHARDSON, TX|ALLEN, TX | Previous registration |
| EDWARD JONES | National bd RIA | Mar 16, 2015 | Mar 2, 2017 | no | LONGVIEW, TX|LONGVIEW, TX|ST LOUIS, MO|LONGVIEW, TX|LONGVIEW, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| XO WEALTH MANAGEMENT | HERRINGTON WEALTH MANAGEMENT CORPORATION | Feb 3, 2020 | Sep 3, 2019 | -153 | Firm change after gap | RIA to state RIA |
| CETERA ADVISOR NETWORKS LLC | XO WEALTH MANAGEMENT | Dec 27, 2018 | Feb 28, 2019 | 63 | Firm change | Ibd to RIA |
| EDWARD JONES | CETERA ADVISOR NETWORKS LLC | Mar 2, 2017 | Apr 21, 2017 | 50 | Firm change | Other |