This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$60.0MItem 5.F on the latest filing (2017-03-29); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$28.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

1

Accounts

25

SEC number

801-109925

CRD

286616

Filings on the tape

3

First filed

Jan 24, 2017

Latest filed

Mar 29, 2017

Organised

Corporation, Florida

• Occurred

  Jan 24, 2017
  First Form ADV filing

  Regions Venture Capital And Hedge Fund Company filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:70445f5b-08ff-a60e-546b-e73d448dffbd

First observed

Jan 24, 2017

Last observed

Mar 29, 2017 115 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.