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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SPITFIRE CAPITAL LLC

CRD 143766

MILL VALLEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7044da8b-aa0a-27c5-795a-2d3dd34d8ea3

Data as of Feb 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2013 to Feb 20, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $55.2MItem 5.F on the latest filing (2020-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $55.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $27.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $55.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-78321
CRD: 143766
Filings on the tape: 13
First filed: Jul 1, 2013
Latest filed: Feb 20, 2020
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JULIAN ANDREW LAWRENCE ALLEN	n/a	ROSS, CA	1	19	1	no
PATRICK D RYAN	n/a	ROSS, CA	1	21	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE SPITFIRE FUND L.P.	Hedge Fund	$55.2M	Feb 20, 2020	50	Jul 1, 2013	reported	021-105564
THE SPITFIRE QUALIFIED FUND L.P.	Hedge Fund	$20.1M	Apr 16, 2019	2	Jul 1, 2013	reported	021-193075

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, JULIAN, ANDREW LAWRENCE	MANAGING MEMBER	E	yes	03/2007	Jul 1, 2013	Feb 20, 2020
RYAN, PATRICK, D	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	04/2013	Jul 1, 2013	Feb 20, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SPITFIRE FUND GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Feb 20, 2020	$55.2M	$55.2M	4	2	0	1	$55.2M
2018	Mar 13, 2019	$135M	$135M	4	3	0	2	$117M
2017	Mar 28, 2018	$289M	$289M	5	4	0	2	$254M
2016	Mar 30, 2017	$271M	$271M	5	4	n/a	2	$250M
2015	Mar 28, 2016	$235M	$235M	5	3	n/a	2	$220M
2014	Mar 31, 2015	$305M	$305M	4	2	n/a	2	$291M
2013	Mar 31, 2014	$251M	$251M	5	3	n/a	2	$237M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$55.2M	$135M	-59.2%	$271M	-41.2%	4	4	0	0

Relationships

Registered with (2)

← JULIAN ANDREW LAWRENCE ALLENAdvisorregistration: previous registration
Jun 8, 2007 to Mar 3, 2020factForm ADV
← PATRICK D RYANAdvisorregistration: current employment
Oct 14, 2024 to presentfactForm ADV

Advises (2)

→ THE SPITFIRE FUND L.P.Private fundHedge Fund, IA
Jul 1, 2013 to presentfactForm ADV
→ THE SPITFIRE QUALIFIED FUND L.P.Private fundHedge Fund, IA
Jul 1, 2013 to presentfactForm ADV

Controls (2)

← ALLEN, JULIAN, ANDREW LAWRENCEOwnerMANAGING MEMBER, ownership code E, individual
Jul 1, 2013 to presentfactForm ADV
← RYAN, PATRICK, DOwnerCHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 1, 2013 to presentfactForm ADV

Dated events

Occurred
Mar 13, 2019
Regulatory AUM changed
Spitfire Capital Llc reported RAUM $135.5M, down 53% from $288.8M (2018-08-22 to 2019-03-13)
Form ADVobserved 5 days ago
$-153M
Occurred
Jul 1, 2013
First Form ADV filing
Spitfire Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7044da8b-aa0a-27c5-795a-2d3dd34d8ea3
First observed: Jul 1, 2013
Last observed: Feb 20, 2020 80 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPITFIRE CAPITAL LLC

CRD 143766

MILL VALLEY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7044da8b-aa0a-27c5-795a-2d3dd34d8ea3

Data as of Feb 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JULIAN ANDREW LAWRENCE ALLEN

n/a

ROSS, CA

PATRICK D RYAN

n/a

ROSS, CA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE SPITFIRE FUND L.P.

Hedge Fund

$55.2M

Feb 20, 2020

Jul 1, 2013

reported

021-105564

THE SPITFIRE QUALIFIED FUND L.P.

Hedge Fund

$20.1M

Apr 16, 2019

Jul 1, 2013

reported

021-193075

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, JULIAN, ANDREW LAWRENCE

MANAGING MEMBER

yes

03/2007

Jul 1, 2013

Feb 20, 2020

RYAN, PATRICK, D

CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER

yes

04/2013

Jul 1, 2013

Feb 20, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SPITFIRE FUND GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Feb 20, 2020

$55.2M

2018

Mar 13, 2019

$135M

$117M

2017

Mar 28, 2018

$289M

$254M

2016

Mar 30, 2017

$271M

n/a

$250M

2015

Mar 28, 2016

$235M

n/a

$220M

2014

Mar 31, 2015

$305M

n/a

$291M

2013

Mar 31, 2014

$251M

n/a

$237M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$55.2M

$135M

-59.2%

$271M

-41.2%