This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2021-01-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

0

SEC number

801-116919

CRD

299448

Filings on the tape

11

First filed

Nov 27, 2018

Latest filed

Jan 26, 2021

Organised

Limited Liability Company, Delaware

• Occurred

  Nov 27, 2018
  First Form ADV filing

  Gray Lion Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:704a6ce6-6e0d-ee0d-91e6-604b579d4a44

First observed

Nov 27, 2018

Last observed

Jan 26, 2021 68 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.