This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MAIN STREET INVESTORS, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 17, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Jun 17, 1999

First registration

Jan 8, 2004

Dual registered

no

Other names

HAROLD WAYNE RO

IAPD individual key

3217181

• Occurred

  Dec 16, 2024
  Advisor changed firm

  Harold Wayne Roe left Hornor, Townsend & Kent, Llc for Main Street Investors, Llc (registered 2025-10-06)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7056a8ed-7f1f-10ee-d3ee-069b9c7f9b11

First observed

Jan 8, 2004

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.