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RIA / WealthAdvisor31 years in industry

FRANK DOMINIC CORTO

Advisor at LOMBARD ADVISERS INCORPORATED

BALTIMORE, MD | York, PA | Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7060c9c0-d59a-a769-bf40-bbce376a9fd7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LOMBARD ADVISERS INCORPORATED
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 30, 1994
First registration: Nov 13, 2006
Dual registered: no
Other names: FRANK D CORTO|FRANK DOMINICK CORTO
IAPD individual key: 2537861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LOMBARD ADVISERS INCORPORATED	Independent wealth	Apr 25, 2017	n/a	yes	York, PA\|BALTIMORE, MD\|Tampa, FL	Current employment
SB ADVISORY, LLC	Independent wealth	Jul 1, 2016	Apr 7, 2017	no	York, PA\|ATLANTA, GA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jun 16, 2011	Jul 1, 2016	no	YORK, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 13, 2006	Apr 15, 2011	no	HUNT VALLEY, MD\|HUNT VALLEY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SB ADVISORY, LLC	LOMBARD ADVISERS INCORPORATED	Apr 7, 2017	Apr 25, 2017	18	Firm change	Other
SUMMIT FINANCIAL GROUP INC	SB ADVISORY, LLC	Jul 1, 2016	Jul 1, 2016	0	Firm change	Other
MML INVESTORS SERVICES, LLC	SUMMIT FINANCIAL GROUP INC	Apr 15, 2011	Jun 16, 2011	62	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154680:108231:GA:2017-04-07	Apr 7, 2017	Apr 25, 2017	ATLANTA, GA	Firm change
109485:154680:PA:2016-07-01	Jul 1, 2016	Jul 1, 2016	YORK, PA	Firm change

Relationships

Registered with (4)

→ LOMBARD ADVISERS INCORPORATEDRegistered adviserregistration: current employment
Apr 25, 2017 to presentfactForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 1, 2016 to Apr 7, 2017factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jun 16, 2011 to Jul 1, 2016factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 13, 2006 to Apr 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7060c9c0-d59a-a769-bf40-bbce376a9fd7
First observed: Nov 13, 2006
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRANK DOMINIC CORTO

Advisor at LOMBARD ADVISERS INCORPORATED

BALTIMORE, MD | York, PA | Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7060c9c0-d59a-a769-bf40-bbce376a9fd7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LOMBARD ADVISERS INCORPORATED

Independent wealth

Apr 25, 2017

n/a

yes

York, PA|BALTIMORE, MD|Tampa, FL

Current employment

SB ADVISORY, LLC

Independent wealth

Jul 1, 2016

Apr 7, 2017

York, PA|ATLANTA, GA

Previous registration

SUMMIT FINANCIAL GROUP INC

Former SEC adviser

Jun 16, 2011

Jul 1, 2016

YORK, PA

Previous registration

MML INVESTORS SERVICES, LLC

Bd affiliated wealth

Nov 13, 2006

Apr 15, 2011

HUNT VALLEY, MD|HUNT VALLEY, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SB ADVISORY, LLC

LOMBARD ADVISERS INCORPORATED

Apr 7, 2017

Apr 25, 2017

Firm change

Other

SUMMIT FINANCIAL GROUP INC

SB ADVISORY, LLC

Jul 1, 2016

Firm change

Other

MML INVESTORS SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

Apr 15, 2011

Jun 16, 2011

Firm change

Other

Team

Left

Joined

From

Kind

154680:108231:GA:2017-04-07

Apr 7, 2017

Apr 25, 2017

ATLANTA, GA

Firm change

109485:154680:PA:2016-07-01

Jul 1, 2016

YORK, PA

Firm change