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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Carrollton, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 25, 2025 | n/a | yes | Carrollton, GA | Current employment |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Jan 6, 2026 | Apr 3, 2026 | no | ROME, GA|ROME, GA | Previous registration |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Feb 22, 2012 | Dec 31, 2025 | no | CARROLLTON, GA|ROME, GA|ROME, GA | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Mar 9, 2009 | Mar 7, 2012 | no | CARROLLTON, GA|ORMOND BEACH, FL|CARROLLTON, GA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Mar 10, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 17, 2003 | Jan 2, 2009 | no | CARROLLTON, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 24, 1997 | Apr 16, 2003 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | n/a | Apr 3, 2026 | n/a | n/a | Departure no registered destination | Departure |
| DEMPSEY LORD SMITH, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2025 | Nov 25, 2025 | -36 | Bulk transfer | RIA to ibd |
| CANTELLA & CO., INC. | DEMPSEY LORD SMITH, LLC | Mar 7, 2012 | Feb 22, 2012 | -14 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CANTELLA & CO., INC. | Mar 10, 2009 | Mar 9, 2009 | -1 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Apr 16, 2003 | Apr 17, 2003 | 1 | Firm change | Other |