DFX Intelligence

R••••• J•••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

R••••• J•••• T•••

Advisor at H•••••••• A•••••••• I•••

Clayton, MO | ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70760343-7818-a42e-8fb7-fba6f8885b81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 8, 2021	n/a	yes	Clayton, MO\|ST. LOUIS, MO	Current employment
D•••••• I••••••••• S••••••• I••	Former SEC adviser	Oct 9, 2009	Mar 28, 2023	no	CLAYTON, MO\|Clayton, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• I••••••••• S••••••• I••	H•••••••• A•••••••• I•••	Mar 28, 2023	Jan 8, 2021	-809	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105440:113412:MO:2023-03-28	Mar 28, 2023	Jan 8, 2021	CLAYTON, MO	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 8, 2021 to presentfactForm ADV
→ D•••••• I••••••••• S••••••• I••Registered adviserregistration: previous registration
Oct 9, 2009 to Mar 28, 2023factForm ADV

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70760343-7818-a42e-8fb7-fba6f8885b81
First observed: Oct 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.