DFX Intelligence

C••••••••• B•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••••••••• B•••• R••••

Advisor at V••••••• A•••••••• I•••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:7078f59a-ead1-9dc5-315e-fbb1addc7221

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	May 19, 2026	n/a	yes	SCOTTSDALE, AZ	Current employment
M••••• S••••••	Wirehouse	Aug 20, 2025	Apr 27, 2026	no	Tempe, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	V••••••• A•••••••• I•••	Apr 27, 2026	May 19, 2026	22	Firm change	Wirehouse to ibd
S•••••••• A••••••• L••	M••••• S••••••	Jun 12, 2025	Aug 20, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:106715:AZ:2026-04-27	Apr 27, 2026	May 19, 2026	TEMPE, AZ	Firm change

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 20, 2025 to Apr 27, 2026factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Jun 12, 2025factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7078f59a-ead1-9dc5-315e-fbb1addc7221
First observed: Mar 26, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.