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J••• B•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••• B•••• A••••

Advisor at S•••••••

ROGERS, AR

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Search this name across graphsid dfx:ria:7085a346-cac5-5e61-2ae3-749135d2a839

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••	Bd affiliated wealth	May 6, 2013	n/a	yes	ROGERS, AR	Current employment
A••••• W••••• M•••••••••	Independent wealth	Apr 22, 2005	Apr 30, 2013	no	ROGERS, AR\|Bella Vista, AR\|ROGERS, AR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	S•••••••	Apr 30, 2013	May 6, 2013	6	Firm change	Other
R•••••• J•••• F•••••••• S•••••••• I•••	A••••• W••••• M•••••••••	Apr 27, 2005

Relationships

Registered with (3)

→ S•••••••Registered adviserregistration: current employment
May 6, 2013 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 22, 2005 to Apr 30, 2013factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2003 to Apr 27, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7085a346-cac5-5e61-2ae3-749135d2a839
First observed: Jan 23, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.