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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 16, 2023 | n/a | yes | BATON ROUGE, LA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 6, 2016 | Mar 7, 2023 | no | Baton Rouge, LA|Metairie, LA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 15, 2010 | Aug 10, 2016 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 7, 2023 | Feb 16, 2023 | -19 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | CHARLES SCHWAB & CO., INC. | Aug 10, 2016 | Sep 6, 2016 | 27 | Firm change | Wirehouse to ibd |