DFX Intelligence

S••••• V•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S••••• V•••••• F•••••

Advisor at S••• W••••• L••

SAN FRANCISCO, CA | JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:70888c62-a690-cbc6-7053-d3ab86b3e25c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• L••	Bd affiliated wealth	Mar 27, 2026	n/a	yes	JACKSONVILLE, FL\|SAN FRANCISCO, CA	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Jul 11, 2022	Aug 1, 2025	no	SYRACUSE, NY\|SYRACUSE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	S••• W••••• L••	Aug 1, 2025	Mar 27, 2026	238	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S••• W••••• L••Registered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Jul 11, 2022 to Aug 1, 2025factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
S••••• V•••••• F••••• left C•••••• G•••• • C• I•• for S••• W••••• L•• (registered 2026-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70888c62-a690-cbc6-7053-d3ab86b3e25c
First observed: Jul 11, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.