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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

STEVEN VINCENT ANDERSON

Advisor at B.B. GRAHAM & COMPANY, INC.

ORANGE, CA | Orange, CA

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Search this name across graphsid dfx:ria:708ebfc4-54f7-01d8-9627-b36791edce7b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B.B. GRAHAM & COMPANY, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 22, 1996
First registration: May 9, 2006
Dual registered: yes, broker-dealer
Other names: STEVE V. ANDERSON
IAPD individual key: 2737339

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B.B. GRAHAM & COMPANY, INC.	Independent wealth	May 23, 2024	n/a	yes	ORANGE, CA\|Orange, CA	Current employment
CROWN CAPITAL SECURITIES, L.P.	Former SEC adviser	Nov 13, 2007	May 7, 2024	no	ORANGE, CA\|ORANGE, CA	Previous registration
BROOKSTREET SECURITIES CORPORATION	n/a	Jan 22, 2007	Jun 29, 2007	no	SAN JUAN CAPISTRANO, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	May 9, 2006	Jun 9, 2006	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROWN CAPITAL SECURITIES, L.P.	B.B. GRAHAM & COMPANY, INC.	May 7, 2024	May 23, 2024	16	Firm change	Ibd to RIA
BROOKSTREET SECURITIES CORPORATION	CROWN CAPITAL SECURITIES, L.P.	Jun 29, 2007	Nov 13, 2007	137	Firm change	Other
WAMU INVESTMENTS, INC.	BROOKSTREET SECURITIES CORPORATION	Jun 9, 2006	Jan 22, 2007	227	Firm change	Other

Relationships

Registered with (4)

→ B.B. GRAHAM & COMPANY, INC.Registered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ CROWN CAPITAL SECURITIES, L.P.Registered adviserregistration: previous registration
Nov 13, 2007 to May 7, 2024factForm ADV
→ BROOKSTREET SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 22, 2007 to Jun 29, 2007factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
May 9, 2006 to Jun 9, 2006factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
Steven Vincent Anderson left Crown Capital Securities, L.P. for B.B. Graham & Company, Inc. (registered 2024-05-23)
Form ADVobserved 6 days ago