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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

MARK MARTIN MCCULLOCH

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Evergreen, CO

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Search this name across graphsid dfx:ria:7091b0cc-a792-04ff-302d-9c21331da0ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 4, 1998
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 3042523

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 14, 2020	n/a	yes	Evergreen, CO	Current employment
MORGAN STANLEY	Wirehouse	Oct 29, 2010	Feb 18, 2020	no	Greenwood Village, CO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Sep 24, 2004	Nov 4, 2010	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 1999	Oct 14, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 18, 2020	Feb 14, 2020	-4	Firm change	Wirehouse to ibd
RBC CAPITAL MARKETS, LLC	MORGAN STANLEY	Nov 4, 2010	Oct 29, 2010	-6	Firm change	Ibd to wirehouse
UBS FINANCIAL SERVICES INC.	RBC CAPITAL MARKETS, LLC	Oct 14, 2004	Sep 24, 2004	-20	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 14, 2020 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 29, 2010 to Feb 18, 2020factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Sep 24, 2004 to Nov 4, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Oct 14, 2004factForm ADV

Dated events

No dated event names this entity yet.