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Advisor at LPL FINANCIAL LLC
NORMAL, IL | METAMORA, IL | BLOOMINGTON, IL | PEORIA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 16, 2023 | n/a | yes | BLOOMINGTON, IL|PEORIA, IL|PEORIA, IL|NORMAL, IL|METAMORA, IL | Current employment |
| COMMERCE BROKERAGE SERVICES, INC | Former SEC adviser | Jan 3, 2020 | Aug 16, 2023 | no | CLAYTON, MO|BLOOMINGTON, IL|PEORIA, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 29, 2010 | Jan 19, 2016 | no | PEORIA, IL|BARTONSVILLE, IL|BLOOMINGTON, IL | Previous registration |
| WADDELL & REED | Former SEC adviser | Feb 26, 2010 | Jul 15, 2010 | no | SAVAGE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMERCE BROKERAGE SERVICES, INC | LPL FINANCIAL LLC | Aug 16, 2023 | Aug 16, 2023 | 0 | Bulk transfer | RIA to ibd |
| LPL FINANCIAL LLC | COMMERCE BROKERAGE SERVICES, INC | Jan 19, 2016 | Jan 3, 2020 | 1,445 | Firm change after gap | Other |
| WADDELL & REED | LPL FINANCIAL LLC | Jul 15, 2010 | Jul 29, 2010 | 14 | Firm change | Other |