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Advisor at LPL FINANCIAL LLC
TOLEDO, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 16, 2023 | n/a | yes | TOLEDO, OH | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 11, 2020 | Mar 20, 2023 | no | TOLEDO, OH | Previous registration |
| EDWARD JONES | National bd RIA | Aug 11, 2020 | Oct 29, 2020 | no | Sylvania, OH|ST LOUIS, MO|Sylvania, OH|ST LOUIS, MO|SYLVANIA, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Mar 20, 2023 | Mar 16, 2023 | -4 | Firm change | RIA to ibd |
| EDWARD JONES | SECURIAN FINANCIAL SERVICES, INC. | Oct 29, 2020 | Nov 11, 2020 | 13 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15296:6413:OH:2023-03-15 | Mar 20, 2023 | Mar 16, 2023 | TOLEDO, OH | Firm change |