DFX Intelligence

R••• R••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••• R••••• E••••

Advisor at P•••• C•••••• F••••••••

Houston, TX | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70a9fc3d-2335-aae3-15b0-c3e8160ffa66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Dec 20, 2017	n/a	yes	OVERLAND PARK, KS\|Houston, TX	Current employment
A•••••• W••••• A•••••••• I•••	Former SEC adviser	Jul 2, 2012	Dec 18, 2017	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• A•••••••• I•••	P•••• C•••••• F••••••••	Dec 18, 2017	Dec 20, 2017	2	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
155768:288712:TX:2017-12-15	Dec 18, 2017	Dec 20, 2017	HOUSTON, TX	Firm change

Relationships

Registered with (2)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Dec 20, 2017 to presentfactForm ADV
→ A•••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2012 to Dec 18, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70a9fc3d-2335-aae3-15b0-c3e8160ffa66
First observed: Jul 2, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.