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A•••• S••••• P••••••• (HK) L••••••, CRD 328980
HONG KONG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-06-15 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M••••••••• K•••• | CHIEF INVESTMENT OFFICER | E | yes | 04/2023 | Nov 2, 2023 | May 17, 2024 |
| W•••••••• N•••••••• I•• | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2023 | May 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••• S••••• P••••••• L•• | n/a | Former SEC adviser | $189M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| HONG KONG | n/a | Hong Kong | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | May 17, 2024 | $185M | $185M | 1 | 1 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $2 | n/a | n/a | n/a | n/a | 2 | n/a | 1 | n/a |