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Advisor at WELLS FARGO ADVISORS
PARAMUS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 23, 2007 | n/a | yes | PARAMUS, NJ | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 8, 2005 | Jan 30, 2007 | no | TAMPA, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 26, 2005 | Dec 6, 2005 | no | FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Jan 30, 2007 | Jan 23, 2007 | -7 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Dec 6, 2005 | Dec 8, 2005 | 2 | Firm change | Other |