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Advisor at OSAIC WEALTH, INC.
GOODYEAR, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | GOODYEAR, AZ | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | GOODYEAR, AZ|Torrance, CA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Sep 10, 2014 | Mar 1, 2019 | no | MINNEAPOLIS, MN|GOODYEAR, AZ | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jun 23, 2009 | Sep 8, 2014 | no | TORRANCE, CA|GOODYEAR, AZ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 11, 2006 | Jun 16, 2009 | no | TORRANCE, CA|TORRANCE, CA | Previous registration |
| HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | n/a | Feb 4, 2002 | Nov 9, 2006 | no | TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | QUESTAR ASSET MANAGEMENT, INC. | Sep 8, 2014 | Sep 10, 2014 | 2 | Firm change | Other |
| LPL FINANCIAL LLC | SUMMIT FINANCIAL GROUP INC | Jun 16, 2009 | Jun 23, 2009 | 7 | Firm change | Other |
| HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS | LPL FINANCIAL LLC | Nov 9, 2006 | Apr 11, 2006 | -212 | Firm change after gap | Other |