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Advisor at AVIDIAN WEALTH SOLUTIONS
Sugar Land, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVIDIAN WEALTH SOLUTIONS | Independent wealth | Nov 13, 2018 | n/a | yes | Sugar Land, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 18, 2018 | no | SUGAR LAND, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 30, 2009 | Oct 1, 2012 | no | SUGARLAND, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | AVIDIAN WEALTH SOLUTIONS | Oct 18, 2018 | Nov 13, 2018 | 26 | Firm change | Wirehouse to RIA |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:127186:TX:2018-10-18 | Oct 18, 2018 | Nov 13, 2018 | SUGAR LAND, TX | Firm change |