DFX Intelligence

S••••• L••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

S••••• L••• L••••••

Advisor at U•• F•••••••• S••••••• I•••

Front Royal, VA | McLean, VA

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Search this name across graphsid dfx:ria:70b6a527-c544-7275-802b-3f6494462104

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 12, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 3, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	May 10, 2022	n/a	yes	McLean, VA\|Front Royal, VA	Current employment
M••••• S••••••	Wirehouse	Aug 13, 2014	May 10, 2022	no	Mclean, VA\|Frederick, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	May 10, 2022	May 10, 2022	0	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	M••••• S••••••	Aug 19, 2014	Aug 13, 2014

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2007 to Aug 19, 2014factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 13, 2014 to May 10, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jun 12, 1998 to Oct 4, 2007factForm ADV

Dated events

Occurred
May 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70b6a527-c544-7275-802b-3f6494462104
First observed: Jun 12, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.