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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ENERGY & INFRASTRUCTURE CAPITAL, LLC

CRD 173237

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70bf8df4-3461-1263-8623-82f40bcbf3cf

Data as of Jul 11, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2015 to Jul 11, 2016
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $106MItem 5.F on the latest filing (2016-07-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 7
Accounts: 3
Custody, client assets: $10.2M
SEC number: 801-87177
CRD: 173237
Filings on the tape: 3
First filed: Mar 30, 2015
Latest filed: Jul 11, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Doyle, Brendan, McHugh	CHIEF COMPLIANCE OFFICER	Na	yes	07/2016	Jul 11, 2016	Jul 11, 2016
FS HOLDCO II LTD.	Member	E	yes	11/2011	Mar 30, 2015	Jul 11, 2016
HGI ASSET MANAGEMENT HOLDINGS, LLC	Member	E	yes	03/2014	Mar 30, 2015	Jul 11, 2016
HRG GROUP, INC.	Shareholder	E	yes	06/2010	Mar 30, 2015	Jul 11, 2016
ORDWAY, MATTHEW, SCOTT	CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER	Na	yes	03/2014	Mar 30, 2015	Jul 11, 2016
POLACEK, JERRY, GEORGE	CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	A	yes	03/2014	Mar 30, 2015	Jul 11, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CORAMERICA CAPITAL, LLC	n/a	Former SEC adviser	$1.1B	N	yes	n/a
SALUS CAPITAL PARTNERS II, LLC	n/a	Former SEC adviser	$286M	N	yes	n/a
FIDELITY & GUARANTY LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
FIDELITY & GUARANTY LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
FRONT STREET RE (CAYMAN) LTD.	n/a	n/a	n/a	N	yes	n/a
FRONT STREET RE (DELAWARE) LTD.	n/a	n/a	n/a	N	yes	n/a
FRONT STREET RE LTD.	n/a	n/a	n/a	N	yes	n/a
RAVEN REINSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
SALUS CAPITAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Dec 16, 2015	$106M	$0	8	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$106M	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Affiliated with (2)

→ SALUS CAPITAL PARTNERS II, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CORAMERICA CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← POLACEK, JERRY, GEORGEOwnerCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, ownership code A, individual
Mar 30, 2015 to presentfactForm ADV
← ORDWAY, MATTHEW, SCOTTOwnerCHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← Doyle, Brendan, McHughOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 11, 2016 to presentfactForm ADV
← FS HOLDCO II LTD.OwnerMEMBER, ownership code E, foreign entity
Mar 30, 2015 to presentfactForm ADV
← HGI ASSET MANAGEMENT HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2015 to presentfactForm ADV
← HRG GROUP, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2015
First Form ADV filing
Energy & Infrastructure Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70bf8df4-3461-1263-8623-82f40bcbf3cf
First observed: Mar 30, 2015
Last observed: Jul 11, 2016 124 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ENERGY & INFRASTRUCTURE CAPITAL, LLC

CRD 173237

STAMFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70bf8df4-3461-1263-8623-82f40bcbf3cf

Data as of Jul 11, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Doyle, Brendan, McHugh

CHIEF COMPLIANCE OFFICER

yes

07/2016

Jul 11, 2016

FS HOLDCO II LTD.

Member

yes

11/2011

Mar 30, 2015

Jul 11, 2016

HGI ASSET MANAGEMENT HOLDINGS, LLC

Member

yes

03/2014

Mar 30, 2015

Jul 11, 2016

HRG GROUP, INC.

Shareholder

yes

06/2010

Mar 30, 2015

Jul 11, 2016

ORDWAY, MATTHEW, SCOTT

CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER

yes

03/2014

Mar 30, 2015

Jul 11, 2016

POLACEK, JERRY, GEORGE

CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

03/2014

Mar 30, 2015

Jul 11, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CORAMERICA CAPITAL, LLC

n/a

Former SEC adviser

$1.1B

yes

n/a

SALUS CAPITAL PARTNERS II, LLC

n/a

Former SEC adviser

$286M

yes

n/a

FIDELITY & GUARANTY LIFE INSURANCE COMPANY

n/a

yes

n/a

FIDELITY & GUARANTY LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

FRONT STREET RE (CAYMAN) LTD.

n/a

yes

n/a

FRONT STREET RE (DELAWARE) LTD.

n/a

yes

n/a

FRONT STREET RE LTD.

n/a

yes

n/a

RAVEN REINSURANCE COMPANY

n/a

yes

n/a

SALUS CAPITAL PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Dec 16, 2015

$106M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$106M

n/a