DFX Intelligence

O••• H••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

O••• H••••• W•••••••

Advisor at W•••• F•••• A•••••••

LONG BEACH, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:70c3d43a-3b12-2a6e-c1f0-650e3ddc3410

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 3, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 10, 2020	n/a	yes	LONG BEACH, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	Feb 13, 2020	no	NEW YORK, NY\|NEW YORK, NY\|Greenwich, CT\|Long Island City, NY\|LONG ISLAND CITY, NY\|New York, NY\|Long Island City, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|Uniondale, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	W•••• F•••• A•••••••	Feb 13, 2020	Feb 10, 2020	-3	Firm change	Ibd to wirehouse
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 10, 2020 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Feb 13, 2020factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Nov 9, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70c3d43a-3b12-2a6e-c1f0-650e3ddc3410
First observed: Nov 9, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.