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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

MICHAEL FRANCIS CLARK

Advisor at OSAIC WEALTH, INC.

Manasquan, NJ

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Search this name across graphsid dfx:ria:70c7ec75-b139-ef10-e282-b44247a98cac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 7
Exams: S66
First exam: Dec 17, 2001
First registration: Jan 7, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1023741

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Manasquan, NJ	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jul 17, 2006	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Aug 1, 2003	Jun 9, 2006	no	SPRING LAKE HEIGHTS, NJ	Previous registration
NATHAN & LEWIS SECURITIES, INC.	n/a	Jan 7, 1997	Aug 1, 2003	no	SPRING LAKE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
WALNUT STREET SECURITIES, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Jun 9, 2006	Jul 17, 2006	38	Firm change	Other
NATHAN & LEWIS SECURITIES, INC.	WALNUT STREET SECURITIES, INC.	Aug 1, 2003	Aug 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jul 17, 2006 to Oct 11, 2024factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Aug 1, 2003 to Jun 9, 2006factForm ADV
→ NATHAN & LEWIS SECURITIES, INC.Registered adviserregistration: previous registration
Jan 7, 1997 to Aug 1, 2003factForm ADV

Dated events

No dated event names this entity yet.