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J••••• J••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• J••• O••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Cross Plains, WI | Middleton, WI

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Search this name across graphsid dfx:ria:70c939db-96d9-e205-f6d7-f33fc69ddf6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 23, 2026	n/a	yes	Cross Plains, WI\|Middleton, WI	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 10, 2025	Mar 17, 2026	no	Madison, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 17, 2026	Apr 23, 2026	37	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:134139:WI:2026-03-17	Mar 17, 2026	Apr 23, 2026	MADISON, WI	Firm change

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2025 to Mar 17, 2026factForm ADV

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
J••••• J••• O•••• left M•• I•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70c939db-96d9-e205-f6d7-f33fc69ddf6d
First observed: Jan 10, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.