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Advisor at CREATIVE PLANNING
Oak Brook, IL | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jan 19, 2012 | n/a | yes | OVERLAND PARK, KS|Oak Brook, IL | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 25, 2008 | Jan 9, 2012 | no | OAKBROOK, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Jul 8, 2002 | Jun 12, 2007 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | CREATIVE PLANNING | Jan 9, 2012 | Jan 19, 2012 | 10 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | STRATEGIC ADVISERS LLC | Jun 12, 2007 | Mar 25, 2008 | 287 | Firm change | Other |