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V••••• F••••••••• S•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

V••••• F••••••••• S•

CRD 284243

LUGANO, TICINO

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Search this name across graphsid dfx:ria:70cdddbc-2a03-3f12-5d36-8062969c9d31

Data as of Nov 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 10
On other graphs: 0
Observed: Aug 31, 2016 to Nov 13, 2019
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2019-11-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $576MderivedItem 5.D individuals plus high net worth individuals
Private client share: 46%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• L•••	GENERAL MANAGER	Na	yes	10/2019	Nov 13, 2019	Nov 13, 2019
A••••••••• G••••••• S•••••	MAJORITY OWNER	D	yes	10/2019	Nov 13, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• G••••••• S•••••	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chiasso	n/a	Switzerland	3	no
Locarno	n/a	Switzerland	3	no
Chiasso	n/a	Switzerland	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.3B	$1.3B	-6.1%	n/a	n/a	20	20	4	3

Relationships

Controls (12)

← A••••• L•••OwnerGENERAL MANAGER, ownership code NA, individual
Nov 13, 2019 to presentfactForm ADV
← D••••••••• E••••••• ••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 31, 2016 to presentfactForm ADV
← C••••••• A••••• ••••OwnerMEMBER OF THE BOARD, CIO, ownership code A, individual
Aug 31, 2016 to presentfactForm ADV
← B••••• M••••• M••••••OwnerCOO, ownership code NA, individual
Aug 31, 2016 to presentfact

Dated events

Occurred
Nov 13, 2019
Control person left
Alberto Silvio Giovannini (Cio) no longer on Schedule A of V••••• F••••••••• S• (listed 2019-03-21, absent 2019-11-13)
Form ADVobserved 7 days ago
Occurred
Nov 13, 2019
Control person left
(Nmn) Dario Micheli (President Of The Board) no longer on Schedule A of V••••• F••••••••• S• (listed 2019-03-21, absent 2019-11-13)
Form ADVobserved 7 days ago
Occurred
Nov 13, 2019
Control person joined
M•••• G••••••• R••••• B•••••• (Vice-President Of The Board) appeared on Schedule A of V••••• F••••••••• S•
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70cdddbc-2a03-3f12-5d36-8062969c9d31
First observed: Aug 31, 2016
Last observed: Nov 13, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.