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Advisor at FIRST KENTUCKY SECURITIES CORP
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST KENTUCKY SECURITIES CORP | Independent wealth | Jan 13, 2021 | n/a | yes | LOUISVILLE, KY | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 20, 2010 | Mar 27, 2012 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | FIRST KENTUCKY SECURITIES CORP | Mar 27, 2012 | Jan 13, 2021 | 3,214 | Firm change after gap | Other |