DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Jun 20, 2024 | n/a | yes | Gaithersburg, MD|Derwood, MD|Kensington, MD | Current employment |
| T••••••••• A•••••••• L•• | Independent wealth | Aug 17, 2022 | Jun 13, 2024 | no | MONROVIA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••••••• A•••••••• L•• | J••• M••••• S••••••••• L•• | Jun 13, 2024 | Jun 20, 2024 | 7 | Firm change | RIA to wirehouse |
| T••••• A••••••• S•••••••• I••• | T••••••••• A•••••••• L•• | Jun 9, 2022 | Aug 17, 2022 |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 9, 2016 | Jun 9, 2022 | no | ROCKVILLE, MD|ROCKVILLE, MD|POTOMAC, MD|GAITHERSBURG, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Apr 16, 2014 | Dec 31, 2016 | no | ROCKVILLE, MD|OLNEY, MD|ROCKVILLE, MD|WILLIAMSBURG, VA|RICHMOND, VA|OLNEY, MD | Previous registration |
| 69 |
| Firm change |
| Ibd to RIA |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 9, 2016 | -113 | Bulk transfer | Other |