DFX Intelligence

B•••• L•••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst21 years in industry

B•••• L•••• O••••

Advisor at S••••• W••••• A•••••••• I•••

Boston, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70d65591-1820-f387-6ba2-6a3f7683bb5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 3, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	May 25, 2021	n/a	yes	Boston, MA	Current employment
C•••••• S••••• I••••••••• A•••••••• I••	Former SEC adviser	Mar 7, 2018	May 29, 2021	no	Boston, MA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• I••••••••• A•••••••• I••	S••••• W••••• A•••••••• I•••	May 29, 2021	May 25, 2021	-4	Channel change	Other
W•••••••• I••••••••• M••••••••• I•••	C•••••• S••••• I••••••••• A•••••••• I••	Mar 30, 2018	Mar 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
155138:151739:MA:2018-03-30	Mar 30, 2018	Mar 7, 2018	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
May 25, 2021 to presentfactForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 7, 2018 to May 29, 2021factForm ADV
→ W•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2011 to Mar 30, 2018factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70d65591-1820-f387-6ba2-6a3f7683bb5c
First observed: Jun 14, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.