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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

INDEPENDENT WEALTH ADVISORS LLC

CRD 283793

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70d8bbba-7748-c3f2-04d3-c82b108e931f

Data as of Apr 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2016 to Apr 18, 2017
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2017-04-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Accounts: 0
SEC number: 801-108804
CRD: 283793
Filings on the tape: 2
First filed: Dec 5, 2016
Latest filed: Apr 18, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAIR, JOHN, LEROY	SERIES MANAGER	Na	yes	05/2016	Dec 5, 2016	Apr 18, 2017
DT INVESTMENT PARTNERS, LLC	LLC MANAGER OF INDEPENDENT WEALTH PARTNERS, LLC, SERIES MEMBER	E	yes	05/2016	Dec 5, 2016	Apr 18, 2017
MULLEN, DANIEL, NEUMANN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2016	Dec 5, 2016	Apr 18, 2017
SMITH, JONATHAN, DARRELL	CEO, PARTNER	C	yes	07/2011	Dec 5, 2016	Apr 18, 2017
SMITH, JONATHAN, DARRELL	CEO, SERIES MANAGER	Na	yes	05/2016	Dec 5, 2016	Apr 18, 2017
ZIMMERMAN, ANDREW, CHRISTOPHER	SERIES MANAGER	Na	yes	05/2016	Dec 5, 2016	Apr 18, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DT INVESTMENT PARTNERS, LLC	n/a	Independent wealth	$1.9B	Y	no	n/a
QUINN WEALTH ADVISORS, A SERIES OF INDEPEN. WEALTH PARTNERS, LLC	n/a	Former SEC adviser	$52.0M	N	yes	n/a

Relationships

Affiliated with (3)

← DT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ DT INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, control
factForm ADV
→ QUINN WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← DT INVESTMENT PARTNERS, LLCOwnerLLC MANAGER OF INDEPENDENT WEALTH PARTNERS, LLC, SERIES MEMBER, ownership code E, domestic entity
Dec 5, 2016 to presentfactForm ADV
← SMITH, JONATHAN, DARRELLOwnerCEO, PARTNER, ownership code C, individual
Dec 5, 2016 to presentfactForm ADV
← MULLEN, DANIEL, NEUMANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 5, 2016 to presentfactForm ADV
← BLAIR, JOHN, LEROYOwnerSERIES MANAGER, ownership code NA, individual
Dec 5, 2016 to presentfactForm ADV
← ZIMMERMAN, ANDREW, CHRISTOPHEROwnerSERIES MANAGER, ownership code NA, individual
Dec 5, 2016 to presentfactForm ADV

Registered with (1)

← JOHN LEROY BLAIRAdvisorregistration: previous registration
Feb 13, 2017 to Dec 11, 2017factForm ADV

Dated events

Occurred
Dec 5, 2016
First Form ADV filing
Independent Wealth Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70d8bbba-7748-c3f2-04d3-c82b108e931f
First observed: Dec 5, 2016
Last observed: Apr 18, 2017 114 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INDEPENDENT WEALTH ADVISORS LLC

CRD 283793

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70d8bbba-7748-c3f2-04d3-c82b108e931f

Data as of Apr 18, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAIR, JOHN, LEROY

SERIES MANAGER

yes

05/2016

Dec 5, 2016

Apr 18, 2017

DT INVESTMENT PARTNERS, LLC

LLC MANAGER OF INDEPENDENT WEALTH PARTNERS, LLC, SERIES MEMBER

yes

05/2016

Dec 5, 2016

Apr 18, 2017

MULLEN, DANIEL, NEUMANN

CHIEF COMPLIANCE OFFICER

yes

05/2016

Dec 5, 2016

Apr 18, 2017

SMITH, JONATHAN, DARRELL

CEO, PARTNER

yes

07/2011

Dec 5, 2016

Apr 18, 2017

SMITH, JONATHAN, DARRELL

CEO, SERIES MANAGER

yes

05/2016

Dec 5, 2016

Apr 18, 2017

ZIMMERMAN, ANDREW, CHRISTOPHER

SERIES MANAGER

yes

05/2016

Dec 5, 2016

Apr 18, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DT INVESTMENT PARTNERS, LLC

n/a

Independent wealth

$1.9B

n/a

QUINN WEALTH ADVISORS, A SERIES OF INDEPEN. WEALTH PARTNERS, LLC

n/a

Former SEC adviser

$52.0M

yes

n/a