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Advisor at LPL FINANCIAL LLC
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2017 | n/a | yes | BOSTON, MA | Current employment |
| ARSENAL FINANCIAL, LLC | State registered | Mar 14, 2018 | Feb 4, 2026 | no | WATERTOWN, MA | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 15, 2017 | Jul 13, 2017 | no | Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARSENAL FINANCIAL, LLC | n/a | Feb 4, 2026 | n/a | n/a | Departure no registered destination | Departure |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | LPL FINANCIAL LLC | Jul 13, 2017 | Jul 10, 2017 | -3 | Firm change | Other |