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RIA / WealthPrivate fundventure capital fund3(c)(1)dropped

LISTEN.MD INVESTMENT GROUP, LLC

advised by ROCKIES VENTURE ADVISER, LLC

Colorado, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70ea08b6-12c7-173d-d700-4dfb7c5e82fe

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2018 to Mar 15, 2021
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Listen.md Investment Group, LLC

Venture fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: ROCKIES VENTURE ADVISER, LLCCRD 284956
Fund type: Venture Capital Fund
Latest reported GAV: $427,500gross asset value on Schedule D 7.B(1), as of 2021-03-15; never fund size
Peak reported GAV: $427,500
Beneficial owners: 14
Minimum investment: $10,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Colorado, United States
First reported: Mar 31, 2018
Last reported: Mar 15, 2021fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 5
Fund id: 805-7198530195

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 15, 2021	$427,500	14	$10,000	0.0%	no	LISTEN.MD INVESTMENT GROUP, LLC
Mar 30, 2020	$427,500	14	$10,000	0.0%	no	LISTEN.MD INVESTMENT GROUP, LLC
May 7, 2019	$427,500	14	$10,000	0.0%	no	LISTEN.MD INVESTMENT GROUP, LLC
Apr 1, 2019	$427,500	14	$10,000	0.0%	no	LISTEN.MD INVESTMENT GROUP, LLC
Mar 31, 2018	$200,000	11	$10,000	0.0%	no	LISTEN.MD INVESTMENT GROUP, LLC

Relationships

Advises (1)

← ROCKIES VENTURE ADVISER, LLCRegistered adviserVenture Capital Fund, ERA, no longer reported
Mar 31, 2018 to Mar 15, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70ea08b6-12c7-173d-d700-4dfb7c5e82fe
First observed: Mar 31, 2018
Last observed: Mar 15, 2021 67 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LISTEN.MD INVESTMENT GROUP, LLC

advised by ROCKIES VENTURE ADVISER, LLC

Colorado, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70ea08b6-12c7-173d-d700-4dfb7c5e82fe

Data as of Mar 15, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 15, 2021

$427,500

$10,000

0.0%

LISTEN.MD INVESTMENT GROUP, LLC

Mar 30, 2020

$427,500

$10,000

0.0%

LISTEN.MD INVESTMENT GROUP, LLC

May 7, 2019

$427,500

$10,000

0.0%

LISTEN.MD INVESTMENT GROUP, LLC

Apr 1, 2019

$427,500

$10,000

0.0%

LISTEN.MD INVESTMENT GROUP, LLC

Mar 31, 2018

$200,000

$10,000

0.0%

LISTEN.MD INVESTMENT GROUP, LLC