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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

COLLEEN LEANNE PETERSON

Advisor at STRATEGIC ADVISERS LLC

ROUND ROCK, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:70f726fe-8339-b925-8a79-4eb86e60e316

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 6, 1996
First registration: Feb 10, 2003
Dual registered: yes, broker-dealer
Other names: COLLEEN LEANNE SIZEMORE|COLLEEN SIZEMORE ERWIN|COLLEEN SIZEMORE|COLLEEN PETERSON
IAPD individual key: 2785398

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	AUSTIN, TX\|ROUND ROCK, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 22, 2018	Mar 31, 2025	no	DALLAS, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 14, 2005	Sep 8, 2008	no	DALLAS, TX\|Dallas, TX	Previous registration
FIRST HORIZON ADVISORS, INC	Former SEC adviser	Jun 6, 2005	Oct 12, 2005	no	DALLAS, TX	Previous registration
METLIFE INVESTMENT FUND SERVICES LLC	n/a	Sep 13, 2004	Dec 7, 2004	no	IRVING, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 10, 2003	Sep 27, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 8, 2008	Oct 22, 2018	3,696	Firm change after gap	Ibd to ibd
FIRST HORIZON ADVISORS, INC	CHARLES SCHWAB & CO., INC.	Oct 12, 2005	Oct 14, 2005	2	Firm change	Other
METLIFE INVESTMENT FUND SERVICES LLC	FIRST HORIZON ADVISORS, INC	Dec 7, 2004	Jun 6, 2005	181	Firm change	Other
STRATEGIC ADVISERS LLC	METLIFE INVESTMENT FUND SERVICES LLC	Sep 27, 2004	Sep 13, 2004	-14	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 10, 2003 to Sep 27, 2004factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 22, 2018 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 14, 2005 to Sep 8, 2008factForm ADV
→ FIRST HORIZON ADVISORS, INCRegistered adviserregistration: previous registration
Jun 6, 2005 to Oct 12, 2005factForm ADV
→ METLIFE INVESTMENT FUND SERVICES LLCRegistered adviserregistration: previous registration
Sep 13, 2004 to Dec 7, 2004factForm ADV

Dated events

No dated event names this entity yet.