Y•••••• S•••••

Advisor at R•••• S••••• A•••••••• L••

AURORA, IL

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Search this name across graphsid dfx:ria:70f92b25-81ba-546d-2038-04779b78d097

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• S••••• A•••••••• L••	Independent wealth	Mar 26, 2019	n/a	yes	AURORA, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 31, 2015	Apr 22, 2019	no	AURORA, IL\|AURORA, IL\|AURORA, IL\|JOLIET, IL\|FRANKFORT, IL\|CHICAGO HEIGHTS, IL\|BATAVIA, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••• S••••• A•••••••• L••	Apr 22, 2019	Mar 26, 2019	-27	Firm change	Other
R•••• S••••• A•••••••• L••	L•• F•••••••• L••	Feb 11, 2016	Aug 31, 2015

Relationships

Registered with (2)

→ R•••• S••••• A•••••••• L••Registered adviserregistration: previous registration
May 28, 2015 to Feb 11, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 31, 2015 to Apr 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70f92b25-81ba-546d-2038-04779b78d097
First observed: May 28, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.