DFX Intelligence

G••••• T••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

G••••• T••••• N•••••

Advisor at H••••• S••••• I••••••••• A••••••• L••

APEX, NC

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Search this name across graphsid dfx:ria:7112857c-03fa-0608-9e96-b11dd0590bf1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• S••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• S••••• I••••••••• A••••••• L••	Independent wealth	Sep 12, 2025	n/a	yes	APEX, NC	Current employment
H••••• S••••• I••••••••• A••••••• L••	Independent wealth	Oct 2, 2019	Feb 11, 2025	no	APEX, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F••••••••	H••••• S••••• I••••••••• A••••••• L••	Oct 2, 2019	Oct 2, 2019	0	Firm change	Other
L••••• C••••••• I•••	A••••••• F••••••••	Dec 31, 2016	Jan 11, 2018

Relationships

Registered with (3)

→ H••••• S••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 2, 2019 to Feb 11, 2025factForm ADV
→ A••••••• F••••••••Registered adviserregistration: previous registration
Jan 11, 2018 to Oct 2, 2019factForm ADV
→ L••••• C••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2012 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7112857c-03fa-0608-9e96-b11dd0590bf1
First observed: Feb 7, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.