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Advisor at CITIGROUP GLOBAL MARKETS INC.
Hillsborough, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 5, 2022 | n/a | yes | SAN FRANCISCO, CA|Hillsborough, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Nov 23, 2022 | no | SAN FRANCISCO, CA|MINNEAPOLIS, MN|MINNEAPOLIS, MN|TARPON SPRINGS, FL|SAN FRANCISCO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Aug 6, 2002 | Jan 3, 2011 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Nov 23, 2022 | Dec 5, 2022 | 12 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7059:CA:2022-11-10 | Nov 23, 2022 | Dec 5, 2022 | SAN FRANCISCO, CA | Firm change |