DFX Intelligence

P•••• J••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

P•••• J••••• M•••••••••

Advisor at P•••••• C••••• S•••••••• L••

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••• S•••••••• L••	Bd affiliated wealth	Jul 27, 2021	n/a	yes	LOUISVILLE, KY	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Oct 18, 2019	Jul 20, 2021	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	P•••••• C••••• S•••••••• L••	Jul 20, 2021	Jul 27, 2021	7	Firm change	RIA to ibd
J••••• H•••••••• W••• L••••• L••	R••••• W• B•••• • C•• I•••••••••	Oct 18, 2019	Oct 18, 2019

Relationships

Registered with (3)

→ P•••••• C••••• S•••••••• L••Registered adviserregistration: current employment
Jul 27, 2021 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Oct 18, 2019 to Jul 20, 2021factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Apr 5, 2017 to Oct 18, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 5, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.