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S•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S•••••• S••••

Advisor at B•••••••• C•••••• G•••• L••

STUDIO CITY, CA

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Search this name across graphsid dfx:ria:712379e9-2b62-6f51-7dc3-a5d16433b0cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• C•••••• G•••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• C•••••• G•••• L••	State registered	Jan 24, 2025	n/a	yes	STUDIO CITY, CA	Current employment
P•••••••• A•••••••	National bd RIA	Dec 13, 2023	Sep 13, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••••••	B•••••••• C•••••• G•••• L••	Sep 13, 2024	Jan 24, 2025	133	Firm change	Ibd to state RIA
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	P•••••••• A•••••••	Jan 25, 2022

Relationships

Registered with (3)

→ B•••••••• C•••••• G•••• L••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Dec 13, 2023 to Sep 13, 2024factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Mar 18, 2021 to Jan 25, 2022factForm ADV

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
S•••••• S•••• left P•••••••• A••••••• for B•••••••• C•••••• G•••• L•• (registered 2025-01-24)
Form ADVobserved 7 days ago
Occurred
Jan 25, 2022
Advisor changed firm
S•••••• S•••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for P•••••••• A••••••• (registered 2023-12-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:712379e9-2b62-6f51-7dc3-a5d16433b0cd
First observed: Mar 18, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.