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RIA / WealthAdvisor42 years in industry

ROBERT PATTRIDGE MORGENTHAU

Advisor at CANNELL & SPEARS LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71245e87-9647-4c2c-0a68-34ee4745ac67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Aug 13, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Robert Pattridge Morgenthau

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANNELL & SPEARS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 14, 1984
First registration: Aug 13, 2002
Dual registered: no
Other names: BOB MORGENTHAU
IAPD individual key: 1216047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANNELL & SPEARS LLC	Independent wealth	Jul 18, 2021	n/a	yes	NEW YORK, NY	Current employment
NORTHROAD CAPITAL MANAGEMENT LLC	Former SEC adviser	Aug 13, 2002	Sep 30, 2016	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHROAD CAPITAL MANAGEMENT LLC	CANNELL & SPEARS LLC	Sep 30, 2016	Jul 18, 2021	1,752	Firm change after gap	Other

Relationships

Registered with (2)

→ CANNELL & SPEARS LLCRegistered adviserregistration: current employment
Jul 18, 2021 to presentfactForm ADV
→ NORTHROAD CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 13, 2002 to Sep 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:71245e87-9647-4c2c-0a68-34ee4745ac67
First observed: Aug 13, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT PATTRIDGE MORGENTHAU

Advisor at CANNELL & SPEARS LLC

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:71245e87-9647-4c2c-0a68-34ee4745ac67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CANNELL & SPEARS LLC

Independent wealth

Jul 18, 2021

n/a

yes

NEW YORK, NY

Current employment

NORTHROAD CAPITAL MANAGEMENT LLC

Former SEC adviser

Aug 13, 2002

Sep 30, 2016

NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NORTHROAD CAPITAL MANAGEMENT LLC

CANNELL & SPEARS LLC

Sep 30, 2016

Jul 18, 2021

1,752

Firm change after gap

Other