DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• G••••• M•••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 9, 2022 | n/a | yes | San Francisco, CA|Miami, FL|San Mateo, CA | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 10, 2020 | Feb 4, 2022 | no | Berkeley, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | C•••••••• G••••• M•••••• I••• | Feb 4, 2022 | Feb 9, 2022 | 5 | Firm change | Ibd to ibd |
| C•••••••• G••••• M•••••• I••• | C•••••• S••••• • C••• I••• | Jan 21, 2020 | Jan 10, 2020 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 28, 2019 | Jan 21, 2020 | no | San Francisco, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 10, 2018 | Mar 27, 2019 | no | SAN FRANCISCO, CA | Previous registration |
| Q•••••• C•••••• M••••••••• | Former SEC adviser | Oct 25, 2014 | Nov 8, 2016 | no | SAN FRANCISCO, CA | Previous registration |
| -11 |
| Firm change |
| Ibd to ibd |
| L•• F•••••••• L•• | C•••••••• G••••• M•••••• I••• | Mar 27, 2019 | Mar 28, 2019 | 1 | Firm change | RIA to ibd |
| Q•••••• C•••••• M••••••••• | L•• F•••••••• L•• | Nov 8, 2016 | Sep 10, 2018 | 671 | Firm change after gap | Other |