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Advisor at HARBOUR WEALTH PARTNERS, INC.
SOUTHLAKE, TX | INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOUR WEALTH PARTNERS, INC. | State registered | Nov 13, 2014 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 25, 2014 | n/a | yes | INDIANAPOLIS, IN|SOUTHLAKE, TX | Current employment |
| CHARTER ADVISORY CORPORATION | Independent wealth | Jun 7, 2012 | Sep 3, 2014 | no | INDIANAPOLIS, IN | Previous registration |
| EDWARD JONES | National bd RIA | Mar 21, 2007 | Jun 1, 2012 | no | INDIANAPOLIS, IN|Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARTER ADVISORY CORPORATION | LPL FINANCIAL LLC | Sep 3, 2014 | Sep 25, 2014 | 22 | Firm change | Other |
| EDWARD JONES | CHARTER ADVISORY CORPORATION | Jun 1, 2012 | Jun 7, 2012 | 6 | Firm change | Ibd to RIA |