DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

LISA TOI SCRANTZ

Advisor at CENTAURUS FINANCIAL, INC.

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:713190c1-ceec-ba77-e7f1-e21a6da3535a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 7, 1999
First registration: Jan 14, 2000
Dual registered: yes, broker-dealer
Other names: LISA TOI SCRANTZ
IAPD individual key: 2504446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jul 7, 2003	n/a	yes	BATON ROUGE, LA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 14, 2000	Jul 22, 2002	no	BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	CENTAURUS FINANCIAL, INC.	Jul 22, 2002	Jul 7, 2003	350	Firm change	Other

Relationships

Registered with (2)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
Jul 7, 2003 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 14, 2000 to Jul 22, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:713190c1-ceec-ba77-e7f1-e21a6da3535a
First observed: Jan 14, 2000
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LISA TOI SCRANTZ

Advisor at CENTAURUS FINANCIAL, INC.

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:713190c1-ceec-ba77-e7f1-e21a6da3535a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CENTAURUS FINANCIAL, INC.

Bd affiliated wealth

Jul 7, 2003

n/a

yes

BATON ROUGE, LA

Current employment

EQUITABLE ADVISORS, LLC

National bd RIA

Jan 14, 2000

Jul 22, 2002

BATON ROUGE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EQUITABLE ADVISORS, LLC

CENTAURUS FINANCIAL, INC.

Jul 22, 2002

Jul 7, 2003

350

Firm change

Other