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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

RAVI ADIMOOLAM

Advisor at CITIGROUP GLOBAL MARKETS INC.

Long Island City, NY | Dix Hills, NY | JAMAICA, NY

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Search this name across graphsid dfx:ria:71338175-3c8a-7aa1-056a-d72d190fc71e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 11, 1992
First registration: Dec 6, 2004
Dual registered: yes, broker-dealer
Other names: RAVI ADIMOOLAM|RAVINDRAN ADIMOOLAM
IAPD individual key: 2006164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 17, 2021	n/a	yes	Long Island City, NY\|JAMAICA, NY\|Dix Hills, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 17, 2014	no	SOUTH RICHMOND HILL, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 5, 2010	Oct 1, 2012	no	SOUTH RICHMOND HILL, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jan 4, 2010	no	SOUTH OZONE PARK, NY\|PLAINVIEW, NY\|PLAINVIEW, NY\|JAMAICA, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Dec 6, 2004	May 29, 2007	no	RICHMOND HILL, NY\|RICHMOND HILL, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 17, 2014	Aug 17, 2021	2,618	Firm change after gap	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	CHASE INVESTMENT SERVICES CORP.	Jan 4, 2010	Jan 5, 2010	1	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jan 4, 2010factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jun 17, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 5, 2010 to Oct 1, 2012factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Dec 6, 2004 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.