A•••• S• R•••

Advisor at U•• F•••••••• S••••••• I•••

Phoenix, AZ | WEEHAWKEN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:714ad679-9927-58d9-0c58-8940142c707b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 17, 2014	n/a	yes	WEEHAWKEN, NJ\|Phoenix, AZ	Current employment
M••••• S••••••	Wirehouse	Feb 14, 2011	Nov 14, 2014	no	SCOTTSDALE, AZ\|Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	Nov 14, 2014	Oct 17, 2014	-28	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	M••••• S••••••	Feb 24, 2011	Feb 14, 2011

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 18, 2006 to Mar 7, 2007factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 14, 2011 to Nov 14, 2014factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 24, 2011factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:714ad679-9927-58d9-0c58-8940142c707b
First observed: Apr 18, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.